Sales

Louie Ucciferri

Mr. Ucciferri has held senior management positions in the securities industry for almost 35 years and his previous experience includes compliance, due diligence, deal structuring, private placements, sales supervision, distribution, regulatory and financial reporting, and day to day administration. Since 1998, Mr. Ucciferri has served as President and Chief Compliance Officer for Camden Financial Services,  a full service broker dealer registered with the Securities Exchange Commission (SEC) and a member of the Financial Industry and Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC). Camden Financial Service’s core business focuses primarily on private placements and mergers and acquisitions.  In addition, since 2009, Mr. Ucciferri has served as Chief Compliance Officer for EdgeLine Capital, an institutional placement firm registered with the SEC and a member of FINRA that focuses on fundraising and marketing private equity funds and hedge funds to institutional investors.  Since 2014, he has also served as Chief Compliance Officer for LightPath Capital, an independent private placement broker dealer registered with the SEC and a member of FINRA that primarily specializes in helping high net worth investors complete 1031 exchanges into professionally managed fractionalized interests in institutional quality real estate. Mr. Ucciferri began his career in the securities industry with Dean Witter Reynolds in 1984 and later held senior management positions at Fidelity Investments and Commonwealth Financial Network. He currently holds the FINRA Series 4, 7, 24, 27, 53, 63, 79, and 99 licenses and is a graduate of Stanford University with bachelors’ degrees in both Economics and Sociology.

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